Our products are offered via Separately Managed Accounts at the following custodians.
US Treasuries + Alpha
with SPACs
The US Treasuries + Alpha® with SPACs strategy aims to treat fixed income differently by actively targeting a higher yield, while still offering a liquid product, with a shorter-term maturity. We aim for capital preservation as there is a requirement for the SPACs IPO proceeds to be held in a trust and invested in US Treasury Bills or equivalents.
How SPACs Work
SPACs are public companies that are typically listed either on the NYSE or NASDAQ. They’re set up for the sole purpose of acquiring a private company via a reverse merger. A SPAC has 18-24 months to find a private company to buy. If a deal is struck, the acquired private company becomes public upon completion of the merger.
The money raised by the SPAC via IPO is held in a trust and invested in US Treasury Bills or equivalents while the SPAC sponsor team searches for a target company.
Why Invest In Our Strategy?
Institutional Quality
We aim to provide investors access to a typically institutional-developed product – an actively managed, customized SPAC Ladder® Report in a diversified portfolio of 20-30 SPACs with an average maturity of 18 months.
Separately Managed Accounts
Our Separately Managed Accounts platform provides the transparency of personal account ownership without a Commingled Fund or ETF, no NAV Risk and 5-day liquidity.
Principally Protected
Whether or not an acquisition is completed, SPAC investors have the right to redeem pro rata shares.
Structured Solutions
A Defined Outcome Investment Program
Implemented by using Separately Managed Accounts.
How Structured Notes Work
Structured Notes offer an alternative solution to the risk/reward equation by providing the potential upside that comes from equity in the structure of a bond.
They are issued by many investment banks, packaged in a wide spectrum of pre-determined factors, varied by maturity date, maximum returns, leveraged participation, and potential downside protections.
Structured Notes provide defined outcomes during uncertain market conditions, whereas traditional equity position exposes investors to the full range of market outcomes, both gains and losses.
Why Invest In Our Strategy?
Proprietary Analysis
We have a consistent strategy and firm guidelines for creating and allocating a series of Structured Notes over time.
Separately Managed Accounts
Our Separately Managed Accounts platform provides the transparency of personal account ownership without a Commingled Fund or ETF, no NAV Risk and 5-day liquidity.
Advanced Formation Technology
We have a consistent strategy and firm guidelines for creating and allocating a series of Structured Notes over time.
Institutional Experience
We have a management and investment team hailing from top institutional firms with a track record for building and managing investment products.