Privacy Policy
Investment advisers are required by law to inform their clients of their policies regarding privacy of client information. We are bound by professional standards of confidentiality that are even more stringent than those required by law. Federal law gives the customer the right to limit some but not all sharing of personal information. It also requires us to tell you how we collect, share, and protect your personal information.
TYPES OF NONPUBLIC PERSONAL INFORMATION (NPI) WE COLLECT AND SHARE
We collect and share nonpublic personal information about you that is either provided to us by you or obtained by us with your authorization. This can include but is not limited to your Social Security Number, Date of Birth, Banking Information, Financial Account Numbers and/or Balances, Sources of Income, and Credit Card Numbers or Information. When you are no longer our customer, we may continue to share your information only as described in this notice.
PARTIES TO WHOM WE DISCLOSE INFORMATION
All Investment Advisers may need to share personal information to run their everyday business. In the section below, we list the reasons that we may share your personal information:
For everyday business purposes – such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus; or
For our marketing – to offer our products and services to you.
We may share your nonpublic personal information, as permitted by law, with service providers and vendors who assist in operating our business and servicing your accounts (including custodians and broker-dealers), as well as with legal and regulatory authorities when required by law or regulatory process. If you are a new customer, we may begin sharing your information on the day you sign our agreement. When you are no longer our customer, we may continue to share your information as described in this notice.
PROTECTING CONFIDENTIALITY OF CURRENT & FORMER CLIENT’S INFORMATION
To protect your personal information from unauthorized access and use, we use security measures that comply with federal law, including computer safeguards and secured files and building.
LIMITS ON SHARING OF YOUR INFORMATION
We do not have any affiliates and do not share your nonpublic personal information with non-affiliates for their everyday business purposes, including information about your creditworthiness. We also do not share your information with non-affiliates for marketing purposes. Because we do not engage in this type of sharing, you do not have an opt-out right under federal law.
DEFINITIONS: Affiliates – companies related by common ownership or control. Non-affiliates – companies not related by common ownership or control.
Please call if you have any questions. Your privacy, our professional ethics, and the ability to provide you with quality financial services are very important to us.
2 Westchester Park Drive
Suite 108
West Harrison, NY 10604
(914) 419-2207